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\def\makelabel##1{\upshape ##1}}% } {\end{list}\end{raggedright}} \newenvironment{specHead}[2]% {\vspace{20pt}\hrule\vspace{10pt}% \phantomsection\label{#1}\markright{#2}% \pdfbookmark[2]{#2}{#1}% \hspace{-0.75in}{\bfseries\fontsize{16pt}{18pt}\selectfont#2}% }{} \def\TheFullDate{2019-01-15 (revised: 15 January 2019)} \def\TheID{\makeatother } \def\TheDate{2019-01-15} \title{Using Deep Learning to Detect Polyethylene Terephthalate (PET) Bottle Status for Recycling} \author{}\makeatletter \makeatletter \newcommand*{\cleartoleftpage}{% \clearpage \if@twoside \ifodd\c@page \hbox{}\newpage \if@twocolumn \hbox{}\newpage \fi \fi \fi } \makeatother \makeatletter \thispagestyle{empty} \markright{\@title}\markboth{\@title}{\@author} \renewcommand\small{\@setfontsize\small{9pt}{11pt}\abovedisplayskip 8.5\p@ plus3\p@ minus4\p@ \belowdisplayskip \abovedisplayskip \abovedisplayshortskip \z@ plus2\p@ \belowdisplayshortskip 4\p@ plus2\p@ minus2\p@ \def\@listi{\leftmargin\leftmargini \topsep 2\p@ plus1\p@ minus1\p@ \parsep 2\p@ plus\p@ minus\p@ \itemsep 1pt} } \makeatother \fvset{frame=single,numberblanklines=false,xleftmargin=5mm,xrightmargin=5mm} \fancyhf{} \setlength{\headheight}{14pt} \fancyhead[LE]{\bfseries\leftmark} \fancyhead[RO]{\bfseries\rightmark} \fancyfoot[RO]{} \fancyfoot[CO]{\thepage} \fancyfoot[LO]{\TheID} \fancyfoot[LE]{} \fancyfoot[CE]{\thepage} \fancyfoot[RE]{\TheID} \hypersetup{citebordercolor=0.75 0.75 0.75,linkbordercolor=0.75 0.75 0.75,urlbordercolor=0.75 0.75 0.75,bookmarksnumbered=true} \fancypagestyle{plain}{\fancyhead{}\renewcommand{\headrulewidth}{0pt}} \date{} \usepackage{authblk} \providecommand{\keywords}[1] { \footnotesize \textbf{\textit{Index terms---}} #1 } \usepackage{graphicx,xcolor} \definecolor{GJBlue}{HTML}{273B81} \definecolor{GJLightBlue}{HTML}{0A9DD9} \definecolor{GJMediumGrey}{HTML}{6D6E70} \definecolor{GJLightGrey}{HTML}{929497} \renewenvironment{abstract}{% \setlength{\parindent}{0pt}\raggedright \textcolor{GJMediumGrey}{\rule{\textwidth}{2pt}} \vskip16pt \textcolor{GJBlue}{\large\bfseries\abstractname\space} }{% \vskip8pt \textcolor{GJMediumGrey}{\rule{\textwidth}{2pt}} \vskip16pt } \usepackage[absolute,overlay]{textpos} \makeatother \usepackage{lineno} \linenumbers \begin{document} \author[1]{Hellen Wanini Mwangi} \author[2]{Mpai Mokoena} \renewcommand\Authands{ and } \date{\small \em Received: 10 December 2018 Accepted: 5 January 2019 Published: 15 January 2019} \maketitle \begin{abstract} Following the recent ban on plastic waste import by China, developed countries face challenges with a high amount of plastic waste. Plastic waste has been diverted to developing East-Asia countries like the Philippines, Vietnam, and Malaysia. The Malaysian government has taken strict action to send back over 3000 tons of contaminated plastic waste. This paper aims to establish mechanisms to detect the status of post-consumer PET bottles for recycling. A research-based and experimental design approach was adopted to develop mechanisms to detect PET bottle status to ensure high-quality bottles. A total of 1749 images were captured using a Raspberry Pi camera, belonging to four different classes: seal, cap, seal & cap, no seal, cap & content. Deep Learning technology (SqueezeNet) was used to train the PET bottle images. The trained model achieved 98% accuracy with correct bottle status recognized. The model was deployed on a Raspberry Pi to detect PET bottles in real-time. The model showed a delay of 0.018 to 0.022 seconds per prediction using Intel CPU in prediction performance. Whereas on Raspberry Pi, the prediction performance is 5 to 10 times slower than the Intel CPU, with a delay of 0.1 to 0.25 seconds per prediction. \end{abstract} \keywords{recyclable PET bottles, squeezenet, recycling, predictions, deep learning, incentives.} \begin{textblock*}{18cm}(1cm,1cm) % {block width} (coords) \textcolor{GJBlue}{\LARGE Global Journals \LaTeX\ JournalKaleidoscope\texttrademark} \end{textblock*} \begin{textblock*}{18cm}(1.4cm,1.5cm) % {block width} (coords) \textcolor{GJBlue}{\footnotesize \\ Artificial Intelligence formulated this projection for compatibility purposes from the original article published at Global Journals. However, this technology is currently in beta. \emph{Therefore, kindly ignore odd layouts, missed formulae, text, tables, or figures.}} \end{textblock*} \let\tabcellsep& \section[{Introduction}]{Introduction}\par urrently, recyclers are looking for more from shredders. According to Plastic Recycling Technology 2019, new ways to boost productivity, quality and profitability are being sought. There is more demand for quality Polyethylene Terephthalate (PET) bottles. "Purity rates of 98\% are now being sought as standard, which means there's no longer a place for contaminated plastics PET bottles. Furthermore over a million plastic bottles are bought every minute globally, by 2021 this number is expected to increase by 20\%. This means firms have to prioritize quality PET bottles through reduce, reuse, recycle principles." Consequently, when the three principles of recycling are not followed, over 8 million tonnes of plastic bottles enter the sea every year (Plastic Oceans, 2017). Thus, efforts to collect the plastic waste have been expressed by many developing and developed countries to recycle the plastic PET bottle waste.\par According to The Guardian 2017, annual production of plastic bottles is expected to increase from 500 billion to half a trillion by 2021(figure1). PET is the most widely produced, consumed and recycled plastic in the world. Although PET is recyclable, a huge quantity is discarded. Consequently, the huge amount of PET that is not recycled poses a threat to the environment, negatively affecting marine life and human health. As a result, this paper proposes a solution that can ensure the quality PET bottles are collected and recycled. \section[{b) Objectives}]{b) Objectives}\par Based on the topic, the paper is guided by several research objectives:\par ? To establish effective mechanisms for postconsumer PET bottles status recognition in real-time using reverse vending machines. ? Build prediction system to recognize PET bottle status using sensors and deep learning. \section[{C}]{C}\par Author ? : e-mails: hwaninitech@gmail.com, ? mandymkn4@gmail.com \section[{Existing Solutions a) Overview}]{Existing Solutions a) Overview}\par In this section, the paper compares several case studies in relation to plastic PET bottle waste management in different countries. The cases are based on: 1) Successful models of reverse vending machines for post-consumer PET bottle collection, case of Sweden; 2) The PETCO model by Plastic Recycling Company of South Africa; 3) The case of Japan. \section[{b) Returpack Sweden}]{b) Returpack Sweden}\par The Returpack case study on Deposit Refund Systems is insightful. The system takes care of four types of beverage containers PET bottles being one of them. The collection systems promote the collection of recyclables and waste with the provision of economic incentives. There are established deposit refund systems in Sweden and reward points collection systems in place. To have a clear understanding of how the deposit refund systems work in Sweden, a research on Sweden Deposit Refund System has been done by way of interview and obtained first-hand information from a resident citizen of Sweden.\par According to the interview results, the consumers return the bottles to the drop-off points where the vending machines are located. However, the system does not take into consideration the quality of bottles returned such as the removal of cap, label or content or cleanliness. Upon returning the bottles, consumer gets a coupon which can be redeemed at the stores. The vending machine scans the barcode of the bottle and it rejects any bottle that is not Swedish. As a result, the system encourage recycling of PET bottles by providing rewards.\par From the research findings, Sweden depositrefund system is mandatory, it began in the 1970s in order to achieve the 75\% recycling rate indicated by the government. The key stakeholders of the system include the can manufacturer, breweries and retailers who established a company by the name Returpack to set up collection and recycling system for aluminium cans. Also, Returpack-PET (AB Svenska Returpack PET) was established for PET bottles in 1994. {\ref (Tojo, 2011)}. Prior to Sweden having its own PET recycling plant, the PET bottles were sent to Germany for cleaning and recycling. In an effort to reduce PET bottle waste, a recycling company was established in 2006-2007. As a result, Sweden achieved a recycling rate of 90\% for pet bottles (The Locals.Se, 2018) \section[{c) PETCO South Africa}]{c) PETCO South Africa}\par PETCO is a South African company which was incorporated in 2004 to self-regulate recycling of postconsumer PET bottles. PETCO is guided by the principle of Extended Producer Responsibility. It Involves various stakeholders in its business model which makes it a success. Stakeholders involved are raw material producers, converters, brand owners', retailers, consumers, recyclers and donors. Extended producer responsibility ensures the end of life of the products which the companies produce.\par The country's recycling rate exceeded expectations in increasing from 52\% in 2015 to 55\% in 2016(Post \& Number, 2018). In 2017, 2 billion PET bottles were recycled, the recycling rate was 65\%. PETCO South Africa has embraced a circular economy paying much attention to achieving the Sustainable Development Goals (SD Goals: 14, 12, 6, and 3) as shown in figure \hyperref[fig_1]{2}.\par Another contribution to PETCO South Africa success in recycling is the existence of state-of-the-art recycling facilities. Also, recyclers can buy PET bottles from collectors with the fee collected from the voluntary fee paid by importers and manufacturers of PET bottle products.\par In a 2017 report by Plastics SA, the major challenge faced in the recycling of plastic bottle waste is getting access to good quality, clean bottles before they reach the landfills. verify the solution which is the identification of pet bottle status using deep learning. \section[{d) Plastic Recycling in Japan}]{d) Plastic Recycling in Japan}\par Waste management in Japan is successful due to waste separation practice. For example, the first house rules for a tenant from a landlord is about waste separation. Kamikatsu in Japan has a collection centre for recyclables. The consumers return bottles and are awarded points. After the points accumulate, the residents can enjoy discounts for basic services such as housing, water, health etc.\par IV. \section[{Proposed Solution a) How it works}]{Proposed Solution a) How it works}\par When the consumers finish with the pet bottles, they clean and return the empty bottles to a collection centre/drop-off point, there the bottle is put in the reverse vending machine, the bottle status is identified based on the following features; With seal or without seal, with cap or without cap, with cap and seal, or if it has no cap, content and seal. Awarding of incentives depends on the status and for each status, amount awarded varies.\par Figure \hyperref[fig_3]{3} shows bottle status recognition which varies from low incentives for not clean bottles to high incentives for clean ones. \section[{b) Comparison and Originality of the proposed solution to existing solutions}]{b) Comparison and Originality of the proposed solution to existing solutions}\par Table \hyperref[tab_0]{1} shows a comparison of the proposed solution to existing solutions. The originality of the proposed solution is 1) it adopts divergent incentives (the amount of incentives is decided based on the bottle status), and 2) the bottle status is recognized automatically.\par V. \section[{Solution Development a) System configuration}]{Solution Development a) System configuration}\par In the reverse vending machine, we have a range/object sensor, a camera sensor and controller raspberry pi. When the bottle is put in the machine, the range sensor detects the bottle and triggers the camera to take photos. Figure \hyperref[fig_4]{4} shows an overview of reverse vending machine with PET bottle status recognition. During the prediction process, the bottle put in the reverse vending machine is captured and its image is saved on SD card in the raspberry pi. Using deep learning model (Squeeze Net) deployed on the raspberry pi, the bottle image is predicted and results displayed on the dashboard as shown in figure \hyperref[fig_6]{5} The configuration involves several devices. There are requirements in order to configure all the devices to work well. Below is a list of the requirements:\par 1. Range sensor (HC-SR04) 2. Raspberry pi camera 3. The raspberry pi 2 model B 4. PCB (A circuit board) 5. Wires 6. Four 7. Four toggle switches corresponding to each LED Four toggle switches are connected to four GPIOs of Raspberry pi, so that the software on Raspberry pi can sense the status of the switches. This is used in the function of taking images for the training datasets. Four LEDs are connected to other four GPIOs of Raspberry pi, so that the software on Raspberry pi can turn on or off individually. This is used in the function of taking images for prediction to display the prediction result. \section[{c) Generating Training dataset}]{c) Generating Training dataset}\par The training dataset requires a label which corresponds to the status of the bottle for each image of the bottle, because the supervised machine training is used. In the prototype, two toggle switches out of four are used to indicate the label of the image. The status of bottles which must be recognized are the existence of seal, cap. So the number of bottle status is four: a) only seal exists, b) both seal and cap exist, c) only cap exists, and d) no seal and no cap exists. The four statuses are coded as binary values as a) 1000, b) 1100, c) 0100, d) 0000. Each binary digit is assigned to each toggle switch, so the user of the prototype easily specify the state of the bottle by setting the toggle switches. This feature is useful for speeding up the training dataset generation process.\par Figure \hyperref[fig_7]{6} shows the file directory structure of the image data for deep learning training. The directories "1000", "1100", "0100" and "0000" correspond to the bottle status a) to d). The captured image data is automatically saved to the corresponding directory. The images are saved in respective directories according to their classes. For example images of seal, cap, cap and seal are saved in 1000, 0100, and 1100 respectively. \section[{Loss}]{Loss}\par Model loss is a value that tells us how well or bad our model classifier performed at each iteration. The lower the loss value the better the model performed and vice versa. It is easy for people to predict images with their human eyes but in deep learning it is difficult due to various challenges. Therefore, the need to apply a loss function in our model. There is no universal loss function that works for all classifications. \section[{Accuracy}]{Accuracy}\par Accuracy of a model is determined after learning has taken place. Then the test samples are fed to our model to determine the accuracy. Accuracy = No of correct predictions / Total no of predictions\par The accuracy in the training of pet bottles is 83.7 \% for 20 epochs .After increasing the number of epochs, training accuracy improved. The results are 98\% accuracy. \section[{b) Measuring the prediction performance}]{b) Measuring the prediction performance}\par The prediction results shown in table {\ref 2} shows the prediction performance on Intel CPU which were 0.022 seconds in the 1st test and 0.018 seconds in the 2nd test. Since the raspberry pi CPU is 5 to 10 times slower than the Intel CPU, the approximated delay time is 0.1 seconds to 0.25 seconds per prediction.\begin{figure}[htbp] \noindent\textbf{1}\includegraphics[]{image-2.png} \caption{\label{fig_0}Figure 1 :}\end{figure} \begin{figure}[htbp] \noindent\textbf{2}\includegraphics[]{image-3.png} \caption{\label{fig_1}Figure 2 :}\end{figure} \begin{figure}[htbp] \noindent\textbf{}\includegraphics[]{image-4.png} \caption{\label{fig_2}Using}\end{figure} \begin{figure}[htbp] \noindent\textbf{3}\includegraphics[]{image-5.png} \caption{\label{fig_3}Figure 3 :}\end{figure} \begin{figure}[htbp] \noindent\textbf{4}\includegraphics[]{image-6.png} \caption{\label{fig_4}Figure 4 :}\end{figure} \begin{figure}[htbp] \noindent\textbf{}\includegraphics[]{image-7.png} \caption{\label{fig_5}}\end{figure} \begin{figure}[htbp] \noindent\textbf{5}\includegraphics[]{image-8.png} \caption{\label{fig_6}Figure 5 :}\end{figure} \begin{figure}[htbp] \noindent\textbf{6}\includegraphics[]{image-9.png} \caption{\label{fig_7}Figure 6 :}\end{figure} \begin{figure}[htbp] \noindent\textbf{7}\includegraphics[]{image-10.png} \caption{\label{fig_8}Figure 7 :}\end{figure} \begin{figure}[htbp] \noindent\textbf{1} \par \begin{longtable}{} \end{longtable} \par \caption{\label{tab_0}Table 1 :}\end{figure} \footnote{© 2019 Global Journals} \backmatter \begin{bibitemlist}{1} \bibitem[Camera Exposure matrix]{b1}\label{b1} \textit{Camera Exposure matrix}, \url{https://publiclab.org/notes/MaggPi/07-02-2018/camera-exposure-matrix} \bibitem[Rawat and Wang ()]{b12}\label{b12} ‘Deep convolutional neural networks for image classification: A comprehensive review’. 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